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Address: 11 Broadway, Suite 715, new-york, NY, 10004
Law Firm: Malecki Law
Phone: (212) 943-1233
|First Year of Call|
|Areas of Practice||Securities|
|Description||Michael Liik is an associate attorney representing investor and employee clients in arbitration, litigation, mediation as well as regulatory matters at Malecki Law. Mr. Liik helps investors recover losses from securities fraud and related claims, as well as works to resolve employment issues that arise for FINRA licensed professionals at registered broker-dealers. Mr. Liik possesses a sophisticated institutional knowledge of the securities industry, its products, customers and professionals from the various positions he has held at broker-dealers, asset managers, and investment banks. Mr. Liik brings a wealth of hands-on securities experience to all the cases he works on. Before joining the Malecki Law investment attorneys team, Mr. Liik provided counsel to an international investment bank’s global markets group. There he updated a top international financial institution about its evolving federal, state and regulatory requirements. Mr. Liik has worked for some of the world’s largest asset managers in the distribution of 1940 Act products. While working in the distribution of financial products, Mr. Liik worked closely with financial intermediaries in wirehouse broker-dealers, independent broker-dealers and registered investment advisors (RIA). Mr. Liik understands the business from the inside out, having held FINRA Series 7 & 63 securities licenses. He has co-managed Independent Broker/Dealer relationships, been responsible for managing the distribution of exchange traded funds (ETFs) and mutual funds, as well as managed the creation of marketing materials and worked to obtain regulatory approvals. Mr. Liik also represented investment firms as a spokesperson at conferences and other sponsored events to educate brokers and investors alike. In his securities industry roles, he interfaced with various industry service providers including: Fund Custodians, Fund Administrators, Index Providers, Portfolio Management Systems, Distributors, Lead Market Makers, and Listing Exchanges. Mr. Liik graduated cum laude, from Pace University School of Law in White Plains, New York. While in law school Mr. Liik expanded his already in-depth knowledge of the securities industry, learning the litigation and arbitration aspects of securities law by interning at John Jay Legal Services, Investor Rights Clinic, where he represented investors in FINRA arbitration and mediation.|
National Reputation for Excellence in Securities Law related to Investment Fraud, Commercial Litigation & Appeals, FINRA Arbitration, Regulatory & Self-Regulatory Complaints, Audits & Investigations, Employment Issues and other matters.In today’s world, whether you are an individ…
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